SEC Goes After DWS Investment Management Americas, Inc.
From SEC to Zennie62Media, ZennieReport.com – The Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940 (“Advisers Act”) against DWS Investment Management Americas, Inc. (“Respondent” or “DIMA”). … Read more